Anna Louise O'shea

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-09
WA	RA	APPROVED	2016-03-02

TX RA
APPROVED_RES

Since 2025-01-09
WA RA
APPROVED

Since 2016-03-02

Branch Locations

221 2Nd Street #5, Langley, WA 98260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc	Langley	WA	01/2014	Present
First Financial Advisory Group, Llc	Everett	WA	01/2014	12/2016
Raymond James Financial Services Advisors Inc.	Langley	WA	03/2016	Present
Mainspring Wealth Advisors, Llc	Langley	WA	01/2017	Present

01/2014 → Present

Raymond James Financial Services, Inc

Langley, WA
01/2014 → 12/2016

First Financial Advisory Group, Llc

Everett, WA
03/2016 → Present

Raymond James Financial Services Advisors Inc.

Langley, WA
01/2017 → Present

Mainspring Wealth Advisors, Llc

Langley, WA

Other Businesses

(1)Name of Business: Mainspring Wealth Advisors LLC Address: 221 2nd St, Ste 5, Langley, WA, 98260, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Senior Associate Financial Planner for Mainspring Wealth Advisors LLC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-15
S63	Uniform Securities Agent State Law Examination	2014-08-15

S65 Uniform Investment Adviser Law Examination

2016-02-15
S63 Uniform Securities Agent State Law Examination

2014-08-15

Other Names

Anna Louise Shea

View on SEC IAPD