Kenneth Swiftney

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Pfs Investments Inc.
  Portage, MI
• 07/2013 → Present
  Primerica Financial Services
  Portage, MI
• 07/1999 → Present
  Northern Boiler
  Muskegon, MI
• 01/2025 → Present
  Drake Financial Group
  Portage, MI

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. As of 01/22/2025 these sales activities will be conducted under the D/B/A of Drake Financial Group. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Northern Boiler is a non-investment related business. Northern Boiler is a Mechanical Contractor Who Specializes in Process Piping, Boiler Repair and Steel Erection. I am a Supervisor at Northern Boiler and Have Been There Since 07/01/1999. I Work Approximately 160 Hours Per Month at Northern Boiler.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-08-10
• S63 Uniform Securities Agent State Law Examination
  2014-05-01

Other Names

• Ken H Swiftney
• Kenneth H Swiftney