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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-10 |
| WI | RA | APPROVED | 2023-08-10 |
Branch Locations
1433 North Water St St 400/500, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2014 | 01/2020 |
| Cardinal Stritch University | Milwaukee | WI | 06/2003 | 11/2022 |
| Carroll University | Waukesha | WI | 01/2014 | 01/2021 |
| Securian Financial Services Inc | St. Paul | MN | 01/2020 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 01/2020 | 08/2023 |
| Ironwood Financial Group | Milwaukee | WI | 01/2020 | 06/2022 |
| Matc | Milwaukee | WI | 08/2018 | Present |
| North Star Resource Group | Milwaukee | WI | 06/2022 | Present |
| Cetera Wealth Services, Llc | Milwaukee | WI | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) MILWAUKEE AREA TECHNICAL COLLEGE POSITION: Employee NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 700 West State Street, Milwaukee WI 53233, United States DESCRIPTION: Teach an assortment of Associate Degree, courses in business, management and finance within an traditional and online format. 2) UNITED HEALTHCARE POSITION: Agent/Broker NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: United Healthcare, 185 Asylum St FL 11, Hartford CT 06103-3402, United States DESCRIPTION: Activity is for a Health Care Producer/Agent. The appointment is sought to have the ability to off United Healthcare Benefit Plans to business clients if they desire a quote. 3) PRINCIPAL LIFE INSURANCE GROUP BENEFITS POSITION: Agent/Broker NATURE: Employer Group Insurance Benefits INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/27/2021 ADDRESS: 711 High Street, Des Moinees IA 50392, United States DESCRIPTION: Working with small and medium size business owners to offer Group Life, Short and Long Term Disability, Vision, Dental, Critical Illness and Accident Insurance as a group benefit to their employees. 4) NORTH STAR RESOURCE GROUP, MINNEAPOLIS, MN, INVESTMENT RELATED, Fixed Insurance AGENT, 06/2022-ONGOING, 10 HOURS PER MONTH, 10 TRADE HOURS. 5) GREATER MILWAUKEE FOUNDATION BOARD POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: 101 W. Pleasant, Milwaukee WI 53212, United States DESCRIPTION: I participate on their community investment committee that give input on grant and focus areas of the foundation and on the investment committee that monitors and reviews the foundation endowment. The endowment is overseen by an external management company so the committee does not participate in any day to day investment decisions. 6). NAME OF OTHER BUSINESS: BLACK AND BROWN RUN AROUND; INVESTMENT RELATED: NO ADDRESS:1433 N. WATER ST STE-400 MILWAUKEE,WI; NATURE OF BUSINESS:NON-PROFIT; START DATE: 8/1/2026; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: PLAN & CONDUCT ANNUAL CHARITABLE 5K WALK/RUN EVENT;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-29 |
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