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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-25
CA RA APPROVED 2016-04-18
  • TX RA
    APPROVED_RES
    Since 2021-01-25
  • CA RA
    APPROVED
    Since 2016-04-18

Branch Locations

17951 Macarthur Blvd, Irvine, CA 92614 • United States

1545 Adams Ave, Costa Mesa, CA 92626 • United States

360 E 17Th St, Costa Mesa, CA 92627 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Newport Beach CA 01/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-18
S63 Uniform Securities Agent State Law Examination 2014-03-20
  • S65 Uniform Investment Adviser Law Examination
    2016-04-18
  • S63 Uniform Securities Agent State Law Examination
    2014-03-20
Designations
  • Certified Financial Planner

View on SEC IAPD

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