Harlen Reyes Sandoval

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-12-07

TX RA
APPROVED

Since 2020-12-07

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bbva Securities Inc.	Houston	TX	12/2013	11/2019
Compass Bank	Birmingham	AL	12/2013	11/2019
Bbva Wealth Solutions Inc.	Houston	TX	08/2017	11/2019
Bbva Securities Inc.	Houston	TX	12/2019	12/2020
Compass Bank	Birmingham	AL	12/2019	12/2020
Bbva Wealth Solutions, Inc.	Houston	TX	01/2020	12/2020
Morgan Stanley Smith Barney Llc	Houston	TX	12/2020	Present

12/2013 → 11/2019

Bbva Securities Inc.

Houston, TX
12/2013 → 11/2019

Compass Bank

Birmingham, AL
08/2017 → 11/2019

Bbva Wealth Solutions Inc.

Houston, TX
12/2019 → 12/2020

Bbva Securities Inc.

Houston, TX
12/2019 → 12/2020

Compass Bank

Birmingham, AL
01/2020 → 12/2020

Bbva Wealth Solutions, Inc.

Houston, TX
12/2020 → Present

Morgan Stanley Smith Barney Llc

Houston, TX

Previous Registrations

2020-01-07 → 2020-12-07

Pnc Managed Account Solutions, Inc.

Houston, TX
2017-08-22 → 2019-11-21

Pnc Managed Account Solutions, Inc.

Houston, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-21
S63	Uniform Securities Agent State Law Examination	2015-07-19

S65 Uniform Investment Adviser Law Examination

2017-08-21
S63 Uniform Securities Agent State Law Examination

2015-07-19

View on SEC IAPD

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