Ricky Dewight Whitmire

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 01/2012 → Present
  Cuna Mutual Group
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  New Britain, PA

Previous Registrations

• 2009-07-14 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Philadelphia, PA
  New Britain, PA
  Kutztown, PA
  Allentown, PA
  Bethlehem, PA
  Allentown, PA
  Philadelphia, PA
• 2008-05-23 → 2009-06-15
  Pnc Wealth Management Llc
  Whitehall, PA

Other Businesses

1. 05-18-2022-American Heritage Investment & Retirement Center- Investment Related- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-08
• S63 Uniform Securities Agent State Law Examination
  2006-05-19

Other Names

• Ricky Dewight Whitmire
• Ricky Dewight Whitmire
• Rick Dewight Whitmire