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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-02-05 |
| IN | RA | APPROVED | 2024-01-23 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Louisville | KY | 01/2014 | 01/2024 |
| New2Lou | Prospect | KY | 06/2021 | 06/2021 |
| Rw Baird | Louisville | KY | 01/2024 | Present |
Name/Address: Patio Productions, 13003 Tattersall Lane, Prospect, KY 40059 Start Date: 7/10/2026 Hours Spent: 4-9 per month; During Trading Hours: 0-3 per month Role/Responsibility: Owner Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-04 |
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