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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-02-05
IN RA APPROVED 2024-01-23
  • KY RA
    APPROVED
    Since 2024-02-05
  • IN RA
    APPROVED
    Since 2024-01-23

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Louisville KY 01/2014 01/2024
New2Lou Prospect KY 06/2021 06/2021
Rw Baird Louisville KY 01/2024 Present
Previous Registrations
Other Businesses

Name/Address: Patio Productions, 13003 Tattersall Lane, Prospect, KY 40059 Start Date: 7/10/2026 Hours Spent: 4-9 per month; During Trading Hours: 0-3 per month Role/Responsibility: Owner Not Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-04
  • S66 Uniform Combined State Law Examination
    2014-09-04

View on SEC IAPD

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