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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-21 |
| GA | RA | APPROVED | 2017-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Atlanta | GA | 10/2015 | 06/2017 |
| Mml Investors Services, Llc | Atlanta | GA | 12/2016 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 06/2017 | Present |
| Bank Of America, N.A | Atlanta | GA | 09/2017 | Present |
I*1271261For profit or not for profit: Entity CharitableName of outside business organization: Susan G KomenInvestment related: NAddress of business: Dalls, Texas, 75380Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 6/1/2023Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Attend events, help fundraise on the board, host gala's, etc.I*1624291, Entity Type: Entity Charitable, Name of OBA: Buckhead Business Association, Address: Atlanta, Georgia, 30326, Investment Related: N, Position, Title, Association: Board Member, Officer, Employee State Date: 01/01/2024, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties: President of the Organization. Leading a board of 11 members to host events throughout Buckhead and Atlanta. Engage community members to join the organization, host ribbon cuttings, engage in the Buckhead Coalition, and attend Galas.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-28 |
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