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Kate Monica Carrera

Northwestern Mutual Investment Services, LLC

Orlando, FL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-06-02
  • FL RA
    APPROVED
    Since 2014-06-02

Branch Locations

1000 Legion Pl Ste 1400, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Orlando FL 03/2014 Present
Steven Thagard Orlando FL 03/2014 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-28
  • S66 Uniform Combined State Law Examination
    2014-05-28
Other Names
  • Kate Monica Thagard

View on SEC IAPD

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