Guy Allen

Current Employers

Employment History

• 08/2010 → Present
  Td Ameritrade
  Sarasota, FL
• 06/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL
• 09/2011 → Present
  Bank Of America, N.A.
  Sarasota, FL

Previous Registrations

• 2010-09-14 → 2011-07-06
  Td Ameritrade, Inc.
  Sarasota, FL
• 2010-09-23 → 2011-07-06
  Td Ameritrade Investment Management, Llc
  Sarasota, FL
• 2007-11-15 → 2010-09-08
  Wells Fargo Clearing Services, Llc
  Port Charlotte, FL
  Port Charlotte, FL
  Naples, FL
  Punta Gorda, FL
  Naples, FL
• 2006-07-11 → 2007-04-12
  Ubs Financial Services Inc.
  Sarasota, FL

Other Businesses

BUSINESS OR ACTIVITY NAME: THE PILATES LOFT OF PUNTA GORDA FOR PROFIT OR NOT FOR PROFIT: PROFIT INVESTMENT RELATED: (YES OR NO) * NO NATURE OF BUSINESS: FITNESS STUDIO YOUR POSITION, TITLE, ASSOCIATION: SILENT PARTNER WITH MY SPOUSE START DATE OF RELATIONSHIP: 01/01/2010 NUMBER OF HOURS DEVOTED PER MONTH: 5 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: ADMINISTRATIVE I*43072 For profit or not for profit: For-Profit Organization Name of outside business organization: The Pilates Loft of Sarasota Investment related: N Address of business: Sarasota, Florida 34236 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/1/2010 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Partner with my wife who manages and operates the business.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-08

Other Names

• Guy Allen
• Guy E Allen
• Guy Emerson Allen