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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-12-12
  • NJ RA
    APPROVED
    Since 2022-12-12

Branch Locations

1138 E Chestnut Ave. Ste. 2-A, Vineland, NJ 08360 • United States

Shiloh, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2016 08/2022
Cantella & Co., Inc. Malden MA 08/2022 03/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2022 Present
Cantella & Co., Inc. Malden MA 08/2022 12/2022
  • 01/2016 → 08/2022
    St Louis, MO
  • 08/2022 → 03/2023
    Cantella & Co., Inc.
    Malden, MA
  • 12/2022 → Present
    Fairfield, IA
  • 12/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2022 → 12/2022
    Cantella & Co., Inc.
    Malden, MA
Previous Registrations
  • 2022-08-08 → 2023-04-03
    Cantella & Co., Inc.
    Malden, MA
    Malden, MA
    Vineland, NJ
    Malden, MA
  • 2016-01-21 → 2022-08-08
    Cape May Court House, NJ
    Mantua, NJ
    Cape May Court House, NJ
  • 2014-04-14 → 2015-10-27
    Vineland, NJ
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2022, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) SHILOH ZONING BOARD, 900 MAIN ST, SHILOH, NJ, 01/2022, BOARD MEMBER, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) INTEGRITY WEALTH GROUP, 1138 E Chestnut Ave, Ste 2A, Vineland NJ 08360, 12/01/2022, Agent, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO, 5 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-10
  • S66 Uniform Combined State Law Examination
    2014-04-10

View on SEC IAPD

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