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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-29
  • MI RA
    APPROVED
    Since 2026-06-29

Branch Locations

1227 E Front St, Traverse City, MI 49686-2928 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-03
MI RA APPROVED 2015-07-29
OH RA APPROVED 2009-12-18
  • TX RA
    APPROVED_RES
    Since 2025-01-03
  • MI RA
    APPROVED
    Since 2015-07-29
  • OH RA
    APPROVED
    Since 2009-12-18

Branch Locations

Campus Plaza 1227 E. Front Street, Traverse City, MI 49686 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Bowling Green OH 09/2007 Present
Ameriprise Financial Services, Llc Traverse City MI 06/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-17
  • S66 Uniform Combined State Law Examination
    2009-12-17

View on SEC IAPD

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