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Charles Stephon Coleman

LPl Financial LLC

Tempe, AZ

Buckeye, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-14
  • AZ RA
    APPROVED
    Since 2025-05-14

Branch Locations

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

Buckeye, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc Phoenix AZ 02/2015 07/2018
Usaa Financial Planning Services Phoenix AZ 02/2015 07/2018
Usaa Investment Management Company San Antonio TX 01/2018 07/2018
Unemployed Phoenix AZ 08/2018 12/2018
Assetmark Financial, Inc. Phoenix AZ 01/2019 11/2020
Assetmark Brokerage, Llc Phoenix AZ 01/2019 11/2020
Unemployed Phoenix AZ 11/2020 03/2021
Assetmark Financial Holdings, Inc. Phoenix AZ 03/2021 04/2025
Assetmark Brokerage, Llc Phoenix AZ 03/2021 04/2025
Lpl Financial Llc Tempe AZ 04/2025 Present
  • 02/2015 → 07/2018
    Usaa Financial Advisors, Inc
    Phoenix, AZ
  • 02/2015 → 07/2018
    Usaa Financial Planning Services
    Phoenix, AZ
  • 01/2018 → 07/2018
    Usaa Investment Management Company
    San Antonio, TX
  • 08/2018 → 12/2018
    Unemployed
    Phoenix, AZ
  • 01/2019 → 11/2020
    Assetmark Financial, Inc.
    Phoenix, AZ
  • 01/2019 → 11/2020
    Assetmark Brokerage, Llc
    Phoenix, AZ
  • 11/2020 → 03/2021
    Unemployed
    Phoenix, AZ
  • 03/2021 → 04/2025
    Assetmark Financial Holdings, Inc.
    Phoenix, AZ
  • 03/2021 → 04/2025
    Assetmark Brokerage, Llc
    Phoenix, AZ
  • 04/2025 → Present
    Lpl Financial Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-03
  • S66 Uniform Combined State Law Examination
    2014-07-03
Other Names
  • Charles Stephon Coleman
  • Charles Coleman

View on SEC IAPD

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