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Chadwick A Otte

Robert W. Baird & Co. Incorporated

Wausau, WI

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-16
TX RA APPROVED 2019-07-11
WI RA APPROVED 2019-05-09
  • FL RA
    APPROVED
    Since 2019-07-16
  • TX RA
    APPROVED
    Since 2019-07-11
  • WI RA
    APPROVED
    Since 2019-05-09

Branch Locations

500 First Street Suite 6000, Wausau, WI 54403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Bank Wausau WI 05/2015 03/2019
Baird Wausau WI 03/2019 Present
  • 05/2015 → 03/2019
    Associated Bank
    Wausau, WI
  • 03/2019 → Present
    Baird
    Wausau, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-07
S63 Uniform Securities Agent State Law Examination 2014-03-31
  • S66 Uniform Combined State Law Examination
    2019-05-07
  • S63 Uniform Securities Agent State Law Examination
    2014-03-31
Other Names
  • Chadwick Alan Otte

View on SEC IAPD

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