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Michael Betancourt

Wells Fargo Clearing Services, LLC

Melville, NY

New Canaan, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-06-04
  • CT RA
    APPROVED
    Since 2014-06-04

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

152 Main St, New Canaan, CT 06840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Norwalk CT 07/2012 Present
Wells Fargo Advisors, Llc. Norwalk CT 01/2014 11/2016
Wells Fargo Clearing Services, Llc Norwalk CT 11/2016 Present
  • 07/2012 → Present
    Wells Fargo Bank Na
    Norwalk, CT
  • 01/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Norwalk, CT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Norwalk, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-03-31
S63 Uniform Securities Agent State Law Examination 2014-03-11
  • S65 Uniform Investment Adviser Law Examination
    2014-03-31
  • S63 Uniform Securities Agent State Law Examination
    2014-03-11

View on SEC IAPD

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