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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-09
  • TX RA
    APPROVED
    Since 2019-01-09

Branch Locations

9409 Garland Road, Dallas, TX 75218 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 08/2014 12/2018
Fidelity Personal And Workplace Advisors Westlake TX 07/2018 12/2018
Strategic Advisers Llc Westlake TX 09/2015 07/2018
Jp Morgan Securities, Llc Dallas TX 12/2018 Present
Jp Morgan Chase Bank, N.A. Dallas TX 12/2018 Present
  • 08/2014 → 12/2018
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 07/2018 → 12/2018
    Fidelity Personal And Workplace Advisors
    Westlake, TX
  • 09/2015 → 07/2018
    Westlake, TX
  • 12/2018 → Present
    Dallas, TX
  • 12/2018 → Present
    Jp Morgan Chase Bank, N.A.
    Dallas, TX
Previous Registrations
  • 2018-07-13 → 2018-12-20
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-10-09 → 2018-07-13
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-21
S63 Uniform Securities Agent State Law Examination 2014-02-28
  • S66 Uniform Combined State Law Examination
    2014-11-21
  • S63 Uniform Securities Agent State Law Examination
    2014-02-28
Designations

View on SEC IAPD

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