Lucas Carl Johnson

Current Employers

Employment History

• 09/2009 → Present
  St. Jordan Creek, Incorporated
  Beaufort, MO
• 02/2014 → 10/2017
  National Planning Corporation
  Ellisville, MO
• 10/2017 → Present
  Kestra Investment Services, Llc
  Union, MO
• 10/2017 → Present
  Kestra Advisory Services, Llc
  Union, MO

Previous Registrations

• 2014-12-18 → 2017-10-12
  National Planning Corporation
  Ellisville, MO
  Union, MO

Other Businesses

Name: FINRA Independent Contractor Non-Public Arbitrator Investment Related: No Address: 55 West Monroe Street, Suite 2600 Chicago IL 60603 Nature of Business: Independent arbitrator Title: Non-Public Arbitrator Start Date: 7/10/2015 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Hear cases, render opinions, and award or deny damages Name: Prudence Johnson, Attorney at Law Investment Related: No Address: 17 South Oak Street, Suite 100 Union MO 63084 Nature of Business: Legal/Attorney/Trustee/Executor Title: Clerk Start Date: 10/15/2015 Hrs/mth: 145-160 Hrs/mth during trading hours: 127-140 Duties: Answer phone and greet clients Name: Ashber Agency d/b/a First Street Financial Advisors Investment Related: Yes Address: 17 South Oak Street, Suite 100 Union MO 63084 Nature of Business: Insurance Title: Agent Start Date: 5/27/2019 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Selling Medicaid Compliant Annuity Contracts Name: Lincoln Financial; First Street Financial Advisors Investment Related: Yes Address: 17 South Oak Street, Suite 100 Union MO 63084 Nature of Business: Insurance Title: Agent Start Date: 5/27/2019 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Selling annuities, life insurance policies, and long term care policies. Name: Prudence Johnson, Attorney at Law Investment Related: No Address: 17 South Oak Street, Suite 100 Union MO 63084 Nature of Business: Notarize documents for clients Title: Notary Public Start Date: 1/30/2018 Hrs/mth: 0-16 Hrs/mth during trading hours: 0-14 Duties: Witness signatures and place my notary seal on documents. Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 10/12/2017 Hrs/mth: 145-160 Hrs/mth during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide sound investment advice to clients for a fee. Name: First Street Financial Advisors Investment Related: Yes Address: 17 South Oak Street, Suite 100 Union MO 63084 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 1/1/2015 Hrs/mth: 129-144 Hrs/mth during trading hours: 113-126 Duties: Advise investment clients Name: St. Jordan Creek, Incorporated; St. Jordan Creek Winery Investment Related: No Address: 2829 Highway 50 Beaufort MO 63013 Nature of Business: Wine production and sale of alcohol Title: President Start Date: 9/1/2009 Hrs/mth: 17-32 Hrs/mth during trading hours: 0-14 Duties: Operation of business and general business planning Name: LUCAS JOHNSON, CDFA POSITION: CDFA NATURE: Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/15/2025 ADDRESS: 17 South Oak Street, Suite 100, Union MO 63084, United States DESCRIPTION: Divorce consultants. Locate marital assets / calculate equitable distributions. Name: LUCAS JOHNSON CCI POSITION: Forensic Tracer NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2025 ADDRESS: 17 South Oak St., Suite 100, Union MO 63084, United States DESCRIPTION: Retained by attorneys for divorce financial analysis/value addition find cryptocurrency assets. Use forensic software and techniques to uncover complete financial analysis. Name: LUCAS JOHNSON POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/15/2025 ADDRESS: 17 South Oak Street, Suite 100, Union MO 63084, United States DESCRIPTION: Divorce consultants. Locate marital assets / calculate equitable distributions.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-26

Other Names

• Lucas Johnson