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Mark Lacey

LPl Enterprise, LLC

Fort Mill, SC

Bradenton, FL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-30
SC RA APPROVED 2024-10-14
  • FL RA
    APPROVED
    Since 2024-10-30
  • SC RA
    APPROVED
    Since 2024-10-14

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimack NH 01/2014 03/2021
Raymond James & Associates, Inc. St. Petersburg FL 03/2021 12/2022
Pruco Securities. Llc Bradenton FL 01/2023 09/2024
The Prudential Insurance Company Ofamerica Bradenton FL 01/2023 09/2024
Lpl Enterprise, Llc Fort Mill SC 09/2024 Present
  • 01/2014 → 03/2021
    Fidelity Investments
    Merrimack, NH
  • 03/2021 → 12/2022
    Raymond James & Associates, Inc.
    St. Petersburg, FL
  • 01/2023 → 09/2024
    Pruco Securities. Llc
    Bradenton, FL
  • 01/2023 → 09/2024
    The Prudential Insurance Company Ofamerica
    Bradenton, FL
  • 09/2024 → Present
    Lpl Enterprise, Llc
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-08
S63 Uniform Securities Agent State Law Examination 2014-02-22
  • S66 Uniform Combined State Law Examination
    2024-05-08
  • S63 Uniform Securities Agent State Law Examination
    2014-02-22
Other Names
  • Mark Raymond John Lacey
  • Mark Raymond Lacey

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
LPL FINANCIAL LLC

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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