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Stephen Japowicz

Goldman Sachs Wealth Services, L.P.

Royal Oak, MI

Troy, MI

CRD 6289541

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-10-23
  • MI RA
    APPROVED
    Since 2023-10-23

Branch Locations

Royal Oak, MI • United States

1301 W. Long Lake Road Suite 360, Troy, MI 48098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Troy MI 01/2015 01/2021
Walsh College Troy MI 01/2014 09/2017
United Capital Financial Advisers, Llc Newport Beach CA 12/2020 Present
Goldman Sachs & Co. Llc Troy MI 01/2021 Present
  • 01/2015 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Troy, MI
  • 01/2014 → 09/2017
    Walsh College
    Troy, MI
  • 12/2020 → Present
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Troy, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-09
  • S66 Uniform Combined State Law Examination
    2016-02-09

View on SEC IAPD

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