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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-11 |
Branch Locations
3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2014 | 10/2016 |
| Massachusetts Mutual Life Insurance Co | Houston | TX | 10/2016 | Present |
| Mml Investors Services, Llc | Houston | TX | 10/2016 | Present |
(1) Name: Brazos Valley Guardianship Services Inv rel: N Add: 830 3rd St. Rosenberg, TX 77471 Nature: Board Service Position: Board Secretary Start date: 05/30/2023 No. HR/MO: 4 No. HR/MO dur trading: 1 Duties: Setting the agenda, emailing the agenda out, taking notes/recording the meeting minutes. (2) Name: Be An Angel Inv rel: N Add: 2003 Aldine Binder Rd. Houston, TX 77032 Nature: Board Service Position: Board Member Start date: 06/08/2022 No. HR/MO: 3 No. HR/MO dur trading: 3 Duties: Act as a board member.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-03 |
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