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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-10 |
| CA | RA | APPROVED | 2019-06-21 |
Branch Locations
301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States
520 Newport Ctr Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 04/2007 | 05/2019 |
| Bofa Securities, Inc. | Newport Beach | CA | 05/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 06/2019 | Present |
I*2250282, Entity Type: , Name of OBA: J J F, Address: Anaheim, California, 92807, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 20-Mar-2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-04 |
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