Brooke Kristen Bordner

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-01-27

CA RA
APPROVED

Since 2012-01-27

Branch Locations

6666 N Cedar Ave, Fresno, CA 93710 • United States

565 E Shaw Ave, Fresno, CA 93710 • United States

3015 W Shaw Ave, Fresno, CA 93711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Advisors, Llc	Fresno	CA	10/2010	Present

10/2010 → Present

U.S. Bancorp Advisors, Llc

Fresno, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-01-26
S63	Uniform Securities Agent State Law Examination	2006-05-13

S65 Uniform Investment Adviser Law Examination

2012-01-26
S63 Uniform Securities Agent State Law Examination

2006-05-13

Other Names

Brooke Kristen Mccomas
Brooke Bordner

View on SEC IAPD

Current Employers

U.S. Bancorp Advisors, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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