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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-06
NJ RA APPROVED 2007-03-20
  • TX RA
    APPROVED_RES
    Since 2016-10-06
  • NJ RA
    APPROVED
    Since 2007-03-20

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Florham Park NJ 03/2006 Present
Bank Of America, N.A. Florham Park NJ 07/2011 Present
  • 03/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Florham Park, NJ
  • 07/2011 → Present
    Bank Of America, N.A.
    Florham Park, NJ
Other Businesses

I*: 2434290 Entity Type: Charitable Name of OBA: Madison Junior Football Address: Madison, NJ Investment Related: No Position, Title, Association: Board member Employee Start Date: 05/2025 Number of Hours: 10 hrs annually Number of Hours during trading: 0 Duties: Serving on the Madison Junior Football board to assist with things like equipment handouts, game scheduling, equipment collection.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-19
  • S66 Uniform Combined State Law Examination
    2007-03-19

View on SEC IAPD

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