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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-28 |
| KS | RA | APPROVED | 2015-12-15 |
Branch Locations
417 S 2Nd Street Suite D-101, Leavenworth, KS 66048 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning, Inc. | Fort Worth | TX | 05/2015 | Present |
| First Command Insurance Services, Inc. | Fort Worth | TX | 05/2015 | Present |
| First Command Advisory Services | Fort Worth | TX | 12/2015 | Present |
(1) Name of the other business: G Harris Enterprises, LLC Whether the business is investment-related: Yes Address of the other business: Leavenworth, KS Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Jan 01, 2016 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 11 to 20 Briefly describe your duties relating to the other business: Support my activities as a District Advisor and Independent Contractor, thru my LLC. I receive a Salary and manage my personal business expenses via this LLC. All activities of this LLC are related to my First Command business operations. (2) Name of the other business: Pony Express Advisors, LLC Whether the business is investment-related: Yes Address of the other business: 417 S 2d Street, Leavenworth, KS 66048 Nature of the other business: Other OBA Your position, title, or relationship with the other business: Partner The start date of your relationship: Apr 01, 2021 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Purpose of the LLC is to provide oversight for shared office space, equipment, supplies and other items necessary to support/facilitate the business operations of the First Command Advisors in the Leavenworth, KS District.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-09 |
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