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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-28
KS RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2016-06-28
  • KS RA
    APPROVED
    Since 2015-12-15

Branch Locations

Lansing, KS • United States

417 S 2Nd Street Suite D-101, Leavenworth, KS 66048 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 05/2015 Present
First Command Insurance Services, Inc. Fort Worth TX 05/2015 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 05/2015 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 05/2015 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

(1) Name of the other business: G Harris Enterprises, LLC Whether the business is investment-related: Yes Address of the other business: Leavenworth, KS Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Jan 01, 2016 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 11 to 20 Briefly describe your duties relating to the other business: Support my activities as a District Advisor and Independent Contractor, thru my LLC. I receive a Salary and manage my personal business expenses via this LLC. All activities of this LLC are related to my First Command business operations. (2) Name of the other business: Pony Express Advisors, LLC Whether the business is investment-related: Yes Address of the other business: 417 S 2d Street, Leavenworth, KS 66048 Nature of the other business: Other OBA Your position, title, or relationship with the other business: Partner The start date of your relationship: Apr 01, 2021 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Purpose of the LLC is to provide oversight for shared office space, equipment, supplies and other items necessary to support/facilitate the business operations of the First Command Advisors in the Leavenworth, KS District.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-26
S63 Uniform Securities Agent State Law Examination 2014-08-09
  • S65 Uniform Investment Adviser Law Examination
    2014-09-26
  • S63 Uniform Securities Agent State Law Examination
    2014-08-09

View on SEC IAPD

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