Steven James Henderson

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 08/2020
  Cetera Advisors Llc
  Tulsa, OK
• 08/2020 → Present
  Cambridge Investment Research,Inc
  Fairfield, IA
• 08/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-03-02 → 2020-08-14
  Cetera Advisors Llc
  Tulsa, OK

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING, 08/14/20 2) KEITH WHEELER MINISTRIES, PO BOX 702706, TULSA, OK, BOARD MEMBER OF A NON-PUBLIC ENTITY, 04/01/16, NIR, 1/MO- 0/TRADING 3) TULSA EXECUTIVE ASSOCIATION, 3100 S JAMESTOWN, STE 30, TULSA, OK, BOARD MEMBER OF A NON-PUBLIC ENTITY, 09/01/19, NIR, PRESIDENT, 4/MO- 4/TRADING 4) SUPERIOR BENEFIT SPECIALIST, 2100 S UTICA AVE, STE 300, TULSA OK,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/13, NIR, 5/MO- 5/TRADING 5) UTICA CAPITAL, 2100 S UTICA AVE, STE 300, TULSA, OK, DBA, 08/01/14, INV REL, 40/WK- 8/TRADING 6) JAY HENDERSON, 10721 S. Canton Ave, Tulsa OK 74137, 02/2025, OWNER, CONSULTING/COACH, NIR, 1 HR/MO - 1 HR/MO TRADING. 7) JENKS BASKETBALL BOOSTER CLUB, 205 E B St, Jenks OK 74037, United States, 10/01/2025, Board Member, Sport/Fitness/Gaming, Not Investment Related, 1 HR/MO - 0 HR/MO TRADING 8) TULSA BALLET, 1212 E 45th PL, Tulsa OK 74105, United States, 10/01/2025, Board Member, Arts/Performing Arts, Not Investment Related, 1 HR/MO - 1 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-02-23
• S63 Uniform Securities Agent State Law Examination
  2014-05-14

Other Names

• Jay Henderson
• James Henderson