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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-11-19 |
Branch Locations
620 S Tryon St Central Business Review Unit, Charlotte, NC 28255 • United States
1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States
Belmont, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 08/2008 | 05/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 06/2018 | Present |
I*131367 For profit or not for profit: For-Profit Organization Name of outside business organization: Scents by JO, LLC Investment related: N Address of business: Belmont, North Carolina 28012 Nature of business: LLC Position, title, association: Owner, Start date of relationship: 5/25/2020 Number of hours devoted: 30 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Create hand poured candles and candle related products. Owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-21 |
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