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Christopher John Rodriguez

Stifel, Nicolaus & Company, Incorporated

Flint, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-18
MI RA APPROVED 2017-12-08
  • TX RA
    APPROVED
    Since 2020-03-18
  • MI RA
    APPROVED
    Since 2017-12-08

Branch Locations

5400 Gateway Center Suite A, Flint, MI 48507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Flint MI 01/2014 11/2016
Wells Fargo Clearing Services, Llc Flint MI 11/2016 12/2017
Stifel Nicolaus & Co Inc Flint MI 12/2017 Present
  • 01/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Flint, MI
  • 11/2016 → 12/2017
    Wells Fargo Clearing Services, Llc
    Flint, MI
  • 12/2017 → Present
    Stifel Nicolaus & Co Inc
    Flint, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-03
  • S66 Uniform Combined State Law Examination
    2014-04-03
Designations

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · FLINT, MI
PLANTE MORAN FINANCIAL ADVISORS · Flint, MI
LPL FINANCIAL LLC · FLINT, MI
CETERA INVESTMENT ADVISERS LLC · FLINT, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FLINT, MI
SPC · Flint, MI
EAGLE STRATEGIES LLC · FLINT, MI
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