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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-09-04 |
Branch Locations
Rochester Hills, MI • United States
400 West Fourth Street Suite 300, Royal Oak, MI 48067 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2006 | 06/2019 |
| Cambridge Financial | Troy | MI | 10/2004 | 06/2019 |
| Kestra Investment Services Llc | Royal Oak | MI | 09/2019 | Present |
| Kestra Advisory Services Llc | Royal Oak | MI | 09/2019 | Present |
Business Name: CATCH Investment Related: No Address: 223 Fisher Building, 3011 West Grand Boulevard Detroit MI 48202 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board of Trustee Start Date: 1/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assist with Mission Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 7/22/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: IAR Business Name: Cambridge Consulting Group, LLC DBA NFP Investment Related: No Address: 400 West Fourth Street, Suite 300 Royal Oak MI 48067 Nature of Business: Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Director Start Date: 7/22/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage Business, Business Development and client retention
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-13 |
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