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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-10-27 |
Branch Locations
6802 Paragon Place Suite 410,Rooms 437, 438, 439, 440, Richmond, VA 23230 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Co | Glen Allen | VA | 03/2014 | 01/2020 |
| Mml Investors Services, Llc | Glen Allen | VA | 02/2014 | 01/2020 |
| Ameritas Investment Company, Llc | Lincoln | NE | 02/2020 | 03/2021 |
| Ameritas Life Insurance Corp. | Lincoln | NE | 02/2020 | 03/2021 |
| Commonwealth Insurance Solutions, Llc | Mechanicsville | VA | 02/2020 | 03/2021 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 03/2021 | 09/2021 |
| Wells Fargo Bank, Na | Richmond | VA | 03/2021 | 09/2021 |
| Tiaa | Richmond | VA | 09/2021 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Richmond | VA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-22 |
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