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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-19
GA RA APPROVED 2019-10-28
  • TX RA
    APPROVED_RES
    Since 2022-12-19
  • GA RA
    APPROVED
    Since 2019-10-28

Branch Locations

11175 Cicero Dr. Ste. 100, Alpharetta, GA 30022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Advisory Partners Alpharetta GA 07/2014 Present
Kestra Financial Services, Inc. Austin TX 04/2016 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
  • 07/2014 → Present
    Legacy Advisory Partners
    Alpharetta, GA
  • 04/2016 → 10/2019
    Kestra Financial Services, Inc.
    Austin, TX
  • 10/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2019 → Present
    Fairfield, IA
Previous Registrations
  • 2016-05-06 → 2019-10-25
    Alpharetta, GA
  • 2015-01-13 → 2016-09-22
    Kestra Investment Services, Llc
    Alpharetta, GA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/28/19. 2. LEGACY ADVISORY PARTNERS, 11175 CICERO DRIVE, STE 100, ALPHARETTA, GA, PRESIDENT, CONSULTING FOR QUALIFIED AND NON-QUALIFIED CLIENTS, TRANSITION PLANNING, KEY EMPLOYEE RETENTION, 40/WK- 8/TRADING 3. CLEMMER CONSULTING COMPANY, 161 LAURELWOOD LANE, ALPHARETTA, GA, PRESIDENT/OWNER DBA, 08/14/19, NIR, 5 HR/MO- 0/TRADING HR. 4. LEGACY ADVISORY PARTNERS, 11175 CICERO DRIVE, STE 100, ALPHARETTA, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/28/82, NIR, OWNER, 24 HR/YR- 0/TRADING HR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-17
  • S66 Uniform Combined State Law Examination
    2014-12-17
Other Names
  • Russell Clemmer
  • Russell Hobart Clemmer
  • Russ Clemmer

View on SEC IAPD

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