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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-19 |
| GA | RA | APPROVED | 2019-10-28 |
Branch Locations
11175 Cicero Dr. Ste. 100, Alpharetta, GA 30022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Advisory Partners | Alpharetta | GA | 07/2014 | Present |
| Kestra Financial Services, Inc. | Austin | TX | 04/2016 | 10/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2019 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/28/19. 2. LEGACY ADVISORY PARTNERS, 11175 CICERO DRIVE, STE 100, ALPHARETTA, GA, PRESIDENT, CONSULTING FOR QUALIFIED AND NON-QUALIFIED CLIENTS, TRANSITION PLANNING, KEY EMPLOYEE RETENTION, 40/WK- 8/TRADING 3. CLEMMER CONSULTING COMPANY, 161 LAURELWOOD LANE, ALPHARETTA, GA, PRESIDENT/OWNER DBA, 08/14/19, NIR, 5 HR/MO- 0/TRADING HR. 4. LEGACY ADVISORY PARTNERS, 11175 CICERO DRIVE, STE 100, ALPHARETTA, GA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/28/82, NIR, OWNER, 24 HR/YR- 0/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-17 |
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