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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Knoxville | TN | 01/2014 | 03/2017 |
| Thrivent Financial | Appleton | WI | 05/2014 | 03/2017 |
| Regions Bank | Knoxville | TN | 04/2017 | 06/2026 |
| Cetera Investment Advisers Llc | Knoxville | TN | 04/2017 | 06/2026 |
| Lpl Financial Llc | Knoxville | TN | 06/2026 | Present |
| First Horizon Bank | Knoxville | TN | 06/2026 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Inv Rel - At Reported Business Location (s) - Start Date : 06/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-01 |
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