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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-01 |
| TX | RA | APPROVED | 2021-04-01 |
Branch Locations
233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Chicago | IL | 01/2014 | 04/2021 |
| Morgan Stanley Smith Barney Llc | Chicago | IL | 04/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2022 | Present |
*442249 - CKM Enteprises Two, LLC; Investment related -Yes; Peotone; Illinois; Investment/Finance/Banking; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2020; During business hours: 0; After business hours: 0; * 454139 - Concordia University Chicago; Investment related No; River Forest, Illinois; Education; Adjust Professor (proprietor, partner, officer, director, employee, trustee, agent); September 2021; During business hours: 0; After business hours: 12; Professor for class.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-07 |
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