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Dominick Anthony Scarfogliero

Cetera Investment Advisers LLC

Westbury, NY

CRD 6287341

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

1400 Old Country Rd; Suite 408, Westbury, NY 11590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Westbury NY 08/2014 10/2016
Foresters Financial Services Westbury NY 10/2016 05/2019
Cetera Investment Services Llc Westbury NY 05/2019 Present
Cetera Investment Advisers Llc Westbury NY 06/2019 Present
  • 08/2014 → 10/2016
    Foresters Financial
    Westbury, NY
  • 10/2016 → 05/2019
    Foresters Financial Services
    Westbury, NY
  • 05/2019 → Present
    Cetera Investment Services Llc
    Westbury, NY
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Westbury, NY
Other Businesses

1. LONG ISLAND FINANCIAL PLANNING GROUP, DBA FOR CETERA BUSINESS 2. TRUSTEE FOR JOSEPH SCARFOGLIERO IRREVOCABLE LIFE INSURANCE TRUST

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-03-07
  • S63 Uniform Securities Agent State Law Examination
    2014-03-07

View on SEC IAPD

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Nearby Investors

BOB JAHELKA
STEPHEN JAHELKA
JAMES MATTHEW BILGER

Nearby Offices

S&S EQUITY CORP. · WESTBURY, NY
DSJ WEALTH MANAGEMENT LLC · WESTBURY, NY
THRIVENT INVESTMENT MANAGEMENT INC. · WESTBURY, NY

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