David Antone Nieswiadomy

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 01/2017
  Transamerica Financial Advisors, Inc
  Denton, TX
• 06/2013 → Present
  David A. Nieswiadomy
  Denton, TX
• 02/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2015-05-22 → 2016-05-11
  Transamerica Financial Advisors, Llc
  Denton, TX
  Mount Pleasant, SC
  Denton, TX

Other Businesses

1) INDEPENDENT INSURANCE AGENT, 3010 LBJ FWY STE 1200 DALLAS TX 75234, 06/2013, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 160 HR/MONTH 100 HR/MONTH TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2017, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 3) NIESWIADOMY FINANCIAL PLANNING, 3010 LBJ FWY STE 1200 DALLAS TX 75234, 03/2017, IAR, DBA, INV REL, 160 HR/MO 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2015-03-03

Other Names

• David Nieswiadomy