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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-10-24
  • FL RA
    APPROVED
    Since 2016-10-24

Branch Locations

9000 Southside Blvd, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 01/2014 Present
Other Businesses

I*430871 For profit or not for profit: Entity For Profit Name of outside business organization: Moonwalker Surfboards Investment related: N Address of business: Jacksonville, Florida, 32223 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 7/12/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I make surfboards by hand, and in order to fund my hobby I will sell them to surf shops in the area and to individuals that wish to purchase them. I*382442 For profit or not for profit: Entity For Profit Name of outside business organization: Westphal's Astro Images Investment related: N Address of business: Jacksonville, Florida, 32223 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 1/27/2014 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Astronomy is a hobby of mine and I would like to make some money from it. I use telescopes and camera equipment to take pictures of stellar objects. I also paint these types of things with acrylic on canvas. It want to sell my work at art shows

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-20
S63 Uniform Securities Agent State Law Examination 2014-02-11
  • S66 Uniform Combined State Law Examination
    2016-10-20
  • S63 Uniform Securities Agent State Law Examination
    2014-02-11
Other Names
  • Christopher Westphal
  • Christopher Charles Westphal

View on SEC IAPD

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