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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-10-24 |
Branch Locations
9000 Southside Blvd, Jacksonville, FL 32256 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 01/2014 | Present |
I*430871 For profit or not for profit: Entity For Profit Name of outside business organization: Moonwalker Surfboards Investment related: N Address of business: Jacksonville, Florida, 32223 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 7/12/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I make surfboards by hand, and in order to fund my hobby I will sell them to surf shops in the area and to individuals that wish to purchase them. I*382442 For profit or not for profit: Entity For Profit Name of outside business organization: Westphal's Astro Images Investment related: N Address of business: Jacksonville, Florida, 32223 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 1/27/2014 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Astronomy is a hobby of mine and I would like to make some money from it. I use telescopes and camera equipment to take pictures of stellar objects. I also paint these types of things with acrylic on canvas. It want to sell my work at art shows
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-11 |
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