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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-09-12
CT RA APPROVED 2014-09-04
  • TX RA
    APPROVED
    Since 2014-09-12
  • CT RA
    APPROVED
    Since 2014-09-04

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hingham MA 01/2014 Present
Bank Of America, N.A. Hingham MA 08/2026 Present
Other Businesses

I*2728265, Entity Type: , Name of OBA: M H P Trust U/A DTD 02/11/1992 , Address: Marshfield , Massachusetts, 02050, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 08/12/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2728266, Entity Type: , Name of OBA: M H P Trust, Address: Marshfield, Massachusetts, 02050, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 08/12/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I*4406265 Entity Type: N/A Name of OBA: C L R TTEE S P R TTEE U/A DTD 11/03/2023 Address: Ventura, Massachusetts Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 04/14/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0, Yearly Duties: Self, Spouse

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-31
  • S66 Uniform Combined State Law Examination
    2014-08-31
Other Names
  • Sabrina Carroll Noel Peterson
  • Sabrina Peterson Roberts

View on SEC IAPD

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