Derek Dean Nelson

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-11-24

TX RA
APPROVED

Since 2014-11-24

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Lake Oswego	OR	01/2014	Present

01/2014 → Present

Ubs Financial Services Inc

Lake Oswego, OR

Other Businesses

1) Forest Grove High School; 1401 Nichols Ln, Forest Grove, OR 97116; Educational Establishment; Assistant Baseball Coach; Coach baseball; Start date: 1/1/2023; Investment-related: No

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-24

S66 Uniform Combined State Law Examination

2014-11-24