Brittany Ester-Noelle Pridgeon

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 10/2025
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 11/2025 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 11/2025 → Present
  Sigma Planning Corporation
  Ann Arbor, MI

Previous Registrations

• 2025-01-24 → 2025-10-31
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2025-01-15 → 2025-01-24
  Osaic Fa, Inc.
  Radnor, PA
  Fort Wayne, IN

Other Businesses

1) BRITTANY PRIDGEON/ROVER.COM STAFFORD, VA CATEGORY: SERVICE INDUSTRY INVESTMENT-RELATED: NO TITLE: EMPLOYEE DUTIES: WALK DOGS AND DOG SIT FOR OUT-OF-TOWN OWNERS. START DATE: 02/2018 HOURS PER MONTH: 25 HOURS PER MONTH DURING TRADING HOURS: 0. 2) BRITTANY PRIDGEON, 1749 JEFFERSON DAVIS HIGHWAY, STAFFORD, VA CATEGORY: SERVICE INDUSTRY INVESTMENT-RELATED: NO TITLE: WAITRESS DUTIES: WAITRESS TABLES AT THE LOG CABIN RESTAURANT START DATE: 11/2021 HOURS PER MONTH: 16 HOURS PER MONTH DURING TRADING HOURS: 0 3) BRITTANY PRIDGEON/ SEACRETS 117 49TH ST. OCEAN CITY, MD CATEGORY: SERVICE INDUSTRY INVESTMENT-RELATED: NO TITLE: SERVER DUTIES: WAITRESS TABLES AT A RESTAURANT START DATE: 5/2022 HOURS PER MONTH: 24 HOURS PER MONTH DURING TRADING HOURS: 0 4) ATLANTIC GENERAL HOSPITAL FOUNDATION POSITION: General Council Member NATURE: Volunteer Foundation for Atlantic General/ Tidal Health Fundraising and community engagement INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 10320 Ocean City Blvd, Berlin MD 21811, United States DESCRIPTION: Promoting philanthropic efforts to enhance the health of the community. 5) BNP INSIGHTS POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2025 ADDRESS: 10002 Coastal Hwy, Unit 708, Ocean City MD 21842, United States DESCRIPTION: I will be filing for my own LLC to help small businesses with marketing and social media. I have friends who are local small business owners for things like Construction, tile, home remodel, etc. that have been asking me for marketing and business administration work (social media, networking with other local businesses, print ads, etc.) so I plan on filing to open an LLC to be able to help them from time to time with this. This will not be anything securities and financial related in any way. 6. Receiving income of residential property for seasonal short-term rentals, Ocean City, MD. Will be renting unit for vacation rentals from June to August. Outside property manager will handle renting/advertising/managing the rentals. Start date: 6/12/26, less than 1 hr/mo. INV REL: N

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-01-10
• S63 Uniform Securities Agent State Law Examination
  2014-01-31

Other Names

• Brittany Noelle Pridgeon