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Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-08-28
CA RA APPROVED 2025-01-17
IA RA APPROVED 2025-01-03
SC RA APPROVED 2024-12-03
AL RA APPROVED 2024-06-21
TX RA APPROVED_RES 2024-06-18
IL RA APPROVED 2024-02-21
KY RA APPROVED 2024-01-16
AR RA APPROVED 2023-10-12
GA RA APPROVED 2022-06-25
NH RA APPROVED 2022-05-17
NJ RA APPROVED 2022-01-06
RI RA APPROVED 2021-09-19
NY RA APPROVED 2021-03-24
MA RA APPROVED 2021-03-11
WI RA APPROVED 2021-03-11
OH RA APPROVED 2020-09-17
PA RA APPROVED 2020-03-27
VA RA APPROVED 2020-03-27
NC RA APPROVED 2020-01-07
FL RA APPROVED 2020-01-06
  • ID RA
    APPROVED
    Since 2025-08-28
  • CA RA
    APPROVED
    Since 2025-01-17
  • IA RA
    APPROVED
    Since 2025-01-03
  • SC RA
    APPROVED
    Since 2024-12-03
  • AL RA
    APPROVED
    Since 2024-06-21
  • TX RA
    APPROVED_RES
    Since 2024-06-18
  • IL RA
    APPROVED
    Since 2024-02-21
  • KY RA
    APPROVED
    Since 2024-01-16
  • AR RA
    APPROVED
    Since 2023-10-12
  • GA RA
    APPROVED
    Since 2022-06-25
  • NH RA
    APPROVED
    Since 2022-05-17
  • NJ RA
    APPROVED
    Since 2022-01-06
  • RI RA
    APPROVED
    Since 2021-09-19
  • NY RA
    APPROVED
    Since 2021-03-24
  • MA RA
    APPROVED
    Since 2021-03-11
  • WI RA
    APPROVED
    Since 2021-03-11
  • OH RA
    APPROVED
    Since 2020-09-17
  • PA RA
    APPROVED
    Since 2020-03-27
  • VA RA
    APPROVED
    Since 2020-03-27
  • NC RA
    APPROVED
    Since 2020-01-07
  • FL RA
    APPROVED
    Since 2020-01-06

Branch Locations

18501 Murdock Circle Suite #303, Port Charlotte, FL 33948 • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

1800 2Nd Street Suite #756, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arkadios Wealth Advisors Atlanta GA 12/2019 12/2019
Balance Sarsota FL 06/2014 04/2019
Nav Advisors Sarasota FL 04/2019 01/2021
Arkadios Capital Atlanta GA 12/2019 12/2019
Centaurus Financial Inc. Anaheim CA 01/2020 Present
  • 12/2019 → 12/2019
    Arkadios Wealth Advisors
    Atlanta, GA
  • 06/2014 → 04/2019
    Balance
    Sarsota, FL
  • 04/2019 → 01/2021
    Nav Advisors
    Sarasota, FL
  • 12/2019 → 12/2019
    Arkadios Capital
    Atlanta, GA
  • 01/2020 → Present
    Anaheim, CA
Other Businesses

1.CORNELL ASSET MANAGEMENT, non-investment related, 18501 Murdock Circle, Suite #303, Charlotte, FL 33948, DBA, owner since 1/1/2021. 2.CORNELL ASSET MANAGEMENT POSITION: Owner NATURE: Term Life sales and Medicare to clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/23/2026 ADDRESS: 1800 2nd St, Suite 756, Sarasota FL 34236, United States DESCRIPTION: Offering clients term life insurance & Medicare

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-12-09
S65 Uniform Investment Adviser Law Examination 2019-05-14
  • S63 Uniform Securities Agent State Law Examination
    2019-12-09
  • S65 Uniform Investment Adviser Law Examination
    2019-05-14
Other Names
  • Jacob Aaron Cornell

View on SEC IAPD

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