Shaun Michael Felber

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 06/2017
  Royal Banks Of Missouri
  St. Louis, MO
• 06/2017 → 12/2018
  Citi
  Ofallon, MO
• 01/2019 → 09/2019
  Td Ameritrade
  St. Louis, MO
• 09/2021 → 11/2021
  Principal Securities Inc
  Clayton, MO
• 09/2019 → 12/2021
  Smith Mcghee Insurance
  Clayton, MO
• 12/2021 → 02/2025
  Fidelity Investments
  Westlake, TX
• 03/2025 → 01/2026
  First Mid Bank & Trust
  St. Peters, MO
• 01/2026 → Present
  Principal Life Insurance Company
  Wentzville, MO
• 01/2026 → Present
  Principal Securities, Inc.
  Wentzville, MO
• 01/2026 → Present
  Principal Advised Services
  Wentzville, MO

Previous Registrations

• 2022-04-12 → 2025-03-03
  Fidelity Personal And Workplace Advisors
  Westlake, TX
  Wentzville, MO

Other Businesses

**PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/05/2026 ADDRESS: 5264 Woosencraft Dr, Wentzville MO 63385, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP Advice Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/05/2026 ADDRESS: 5264 Woosencraft DR, Wentzville MO 63385, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. **CITY OF WENTZVILLE POSITION: Umpire NATURE: Baseball / Softball Umpire INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2019 ADDRESS: 5264 Woosencraft Dr, Wentzville MO 63385, United States DESCRIPTION: I umpire little league baseball & softball games for the City of Wentzville, MO.

Exams

• S66 Uniform Combined State Law Examination
  2022-04-11
• S63 Uniform Securities Agent State Law Examination
  2019-08-19

Other Names

• Shaun Felber
• Shaun Michael Felber
• Shaun M Felber