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Rances Mendoza Sainz

Morgan Stanley

Sherman Oaks, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
CA RA APPROVED 2017-11-17
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CA RA
    APPROVED
    Since 2017-11-17

Branch Locations

15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 12/2013 04/2017
Jp Morgan Chase Bank Los Angeles CA 10/2012 04/2017
Morgan Stanley Sherman Oaks CA 04/2017 Present
Morgan Stanley Private Bank, National Association New York NY 05/2017 Present
  • 12/2013 → 04/2017
    Jp Morgan Securities Llc
    Los Angeles, CA
  • 10/2012 → 04/2017
    Jp Morgan Chase Bank
    Los Angeles, CA
  • 04/2017 → Present
    Morgan Stanley
    Sherman Oaks, CA
  • 05/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-19
S63 Uniform Securities Agent State Law Examination 2014-04-02
  • S66 Uniform Combined State Law Examination
    2017-06-19
  • S63 Uniform Securities Agent State Law Examination
    2014-04-02
Other Names
  • Rances Mendoza

View on SEC IAPD

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Other Offices

MORPHEUS ADVISORS · SHERMAN OAKS, CA
BELAY INVESTMENT GROUP, LLC · SHERMAN OAKS, CA
HIGHLINE ASSET MANAGEMENT, LLC · SHERMAN OAKS, CA
HIGHLINE WEALTH PARTNERS · SHERMAN OAKS, CA
WRW WEALTH ADVISORS · SHERMAN OAKS, CA
UBS FINANCIAL SERVICES INC. · Sherman Oaks, CA
KATAM HILL LLC · SHERMAN OAKS, CA
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