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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2024-03-19
TX RA APPROVED 2024-03-13
MN RA APPROVED 2024-02-26
  • VI RA
    APPROVED
    Since 2024-03-19
  • TX RA
    APPROVED
    Since 2024-03-13
  • MN RA
    APPROVED
    Since 2024-02-26

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Buffalo, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Minneapolis MN 12/2013 02/2024
Rbc Capital Markets, Llc Wayzata MN 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-29
S63 Uniform Securities Agent State Law Examination 2022-09-19
  • S66 Uniform Combined State Law Examination
    2023-11-29
  • S63 Uniform Securities Agent State Law Examination
    2022-09-19

View on SEC IAPD

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