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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2024-03-19 |
| TX | RA | APPROVED | 2024-03-13 |
| MN | RA | APPROVED | 2024-02-26 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
Buffalo, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Minneapolis | MN | 12/2013 | 02/2024 |
| Rbc Capital Markets, Llc | Wayzata | MN | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-09-19 |
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