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Buckeye, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-07-08 |
| TX | RA | APPROVED_RES | 2025-05-20 |
| AZ | RA | APPROVED | 2018-06-27 |
Branch Locations
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Peoria | AZ | 04/2014 | Present |
| Pfg Advisors | Peoria | AZ | 04/2015 | Present |
| Securities America, Inc. | Glendale | AZ | 10/2017 | 04/2018 |
| Thunderbird Wealth Management, Inc. | Peoria | AZ | 05/2018 | Present |
1. Insurance Agent- Thunderbird Wealth Mgmt.- Life, Health and Fixed Annuities. Less than 10% of time spent on this activity per month. 2. Countrywide Security- Sales- Personal Protection and Security services. Non-investment related. Less than 10% of time spent on this activity per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-18 |
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