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Current Employers
Thunderbird Wealth Management, Inc.

Buckeye, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-07-08
TX RA APPROVED_RES 2025-05-20
AZ RA APPROVED 2018-06-27
  • AR RA
    APPROVED
    Since 2026-07-08
  • TX RA
    APPROVED_RES
    Since 2025-05-20
  • AZ RA
    APPROVED
    Since 2018-06-27

Branch Locations

Buckeye, AZ • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Peoria AZ 04/2014 Present
Pfg Advisors Peoria AZ 04/2015 Present
Securities America, Inc. Glendale AZ 10/2017 04/2018
Thunderbird Wealth Management, Inc. Peoria AZ 05/2018 Present
  • 04/2014 → Present
    Lpl Financial, Llc
    Peoria, AZ
  • 04/2015 → Present
    Pfg Advisors
    Peoria, AZ
  • 10/2017 → 04/2018
    Securities America, Inc.
    Glendale, AZ
  • 05/2018 → Present
    Peoria, AZ
Other Businesses

1. Insurance Agent- Thunderbird Wealth Mgmt.- Life, Health and Fixed Annuities. Less than 10% of time spent on this activity per month. 2. Countrywide Security- Sales- Personal Protection and Security services. Non-investment related. Less than 10% of time spent on this activity per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-04
S63 Uniform Securities Agent State Law Examination 2014-08-18
  • S66 Uniform Combined State Law Examination
    2018-05-04
  • S63 Uniform Securities Agent State Law Examination
    2014-08-18

View on SEC IAPD

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