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Tam M Le

Edward Jones

Ankeny, IA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-10-08
TX RA APPROVED_RES 2021-10-08
  • IA RA
    APPROVED
    Since 2021-10-08
  • TX RA
    APPROVED_RES
    Since 2021-10-08

Branch Locations

303 Sw Walnut St, Ankeny, IA 50023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Ankeny IA 11/2014 10/2021
Edward Jones St Louis MO 10/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-18
S63 Uniform Securities Agent State Law Examination 2014-02-19
  • S66 Uniform Combined State Law Examination
    2015-02-18
  • S63 Uniform Securities Agent State Law Examination
    2014-02-19
Other Names
  • Tam M Le
  • Tam My Le
  • Tam Le

View on SEC IAPD

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