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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Financial Group Inc. | Independence | OH | 01/2013 | 06/2023 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 06/2023 |
| Out Of The Woods Tree Service | Cleveland Heights | OH | 01/2017 | Present |
| Lpl Financial Llc | Olmsted Township | OH | 06/2023 | Present |
1) 06/2023 - RCM Financial LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-07-18 |
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