Steven Johnson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2015-01-09

MO RA
APPROVED

Since 2015-01-09

Branch Locations

13849 Manchester Rd, Ballwin, MO 63011 • United States

19 Research Park Court, Saint Charles, MO 63304 • United States

100 Progress Point Court, O'FAllon, MO 63368 • United States

611 N Lindbergh Blvd, Creve Coeur, MO 63141 • United States

1467 W. 5Th Street, Eureka, MO 63025 • United States

St Louis, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Forest Hills Country Club	Chesterfield	MO	03/2012	Present
Lpl Financial Llc	Bridgeton	MO	01/2015	Present
Vantage Credit Union	Bridgeton	MO	01/2015	Present

03/2012 → Present

Forest Hills Country Club

Chesterfield, MO
01/2015 → Present

Lpl Financial Llc

Bridgeton, MO
01/2015 → Present

Vantage Credit Union

Bridgeton, MO

Previous Registrations

2014-06-23 → 2014-12-04

Mml Investors Services, Llc

Chesterfield, MO

Other Businesses

1. 01/09/2015-VANTAGE INVESTMENT SERVICES GROUP/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/BRIDGETON,MO. 2. 11/22/2016: 1st Financial Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/15/2016 - 5 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-11-21

S66 Uniform Combined State Law Examination

2013-11-21

Other Names

Steve Johnson
Steven J Johnson

View on SEC IAPD