Lindsey Marie Cruz

Current Employers

Apricity Financial, Llc

Mystic, CT • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-14
NY	RA	APPROVED	2025-03-11
CT	RA	APPROVED	2024-09-14

CA RA
APPROVED

Since 2025-03-14
NY RA
APPROVED

Since 2025-03-11
CT RA
APPROVED

Since 2024-09-14

Branch Locations

Mystic, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Apricity Financial, Llc	Mystic	CT	04/2024	Present
Apricity Advisors, Llc	Mystic	CT	04/2024	Present
Addicus Advisory, Llc	Newtown	CT	04/2020	04/2024
Michael Scott Financial, Llc	Newtown	CT	10/2012	03/2020

04/2024 → Present

Apricity Financial, Llc

Mystic, CT
04/2024 → Present

Apricity Advisors, Llc

Mystic, CT
04/2020 → 04/2024

Addicus Advisory, Llc

Newtown, CT
10/2012 → 03/2020

Michael Scott Financial, Llc

Newtown, CT

Previous Registrations

2006-07-31 → 2007-02-26

Ameriprise Financial Services, Llc

Glastonbury, CT

Other Businesses

1) Apricity Advisors, LLC; Non-investment related; Mystic, CT 06470; Licensed insurance agent; President; Start date: 04/2024; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time per month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-13
S66	Uniform Combined State Law Examination	2006-07-28

S65 Uniform Investment Adviser Law Examination

2024-09-13
S66 Uniform Combined State Law Examination

2006-07-28

Other Names

Lindsey Marie Ober
Lindsey M Cruz

View on SEC IAPD