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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-12 |
| MT | RA | APPROVED | 2016-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Interstate Bank | Billings | MT | 11/2016 | Present |
| Cetera Investment Advisers Llc | Billings | MT | 02/2015 | 11/2016 |
| Lpl Financial, Llc | Billings | MT | 11/2016 | Present |
| First Interstate Bank | Billings | MT | 11/2022 | Present |
| First Interstate Bank | Billings | MT | 06/2018 | 11/2022 |
| First Interstate Bank | Billings | MT | 11/2016 | 06/2018 |
| Lpl Financial, Llc | Billings | MT | 11/2022 | Present |
| Lpl Financial, Llc | Billings | MT | 06/2018 | 10/2022 |
| Lpl Financial, Llc | Billings | MT | 11/2016 | 06/2018 |
1. 11/29/2016 - SCOTT LAND AND LIVESTOCK FAMILY/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ BILLINGS, MT 2. 11/29/2016 - NBAR5/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ BILLINGS, MT 3. 9/5/2018 - First Interstate Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 3/26/2021 - Sports VC Investments - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date: 3/26/2021 - 0 Hours Per Month/0 Hours During Securities Trading - LLC for investment purposes to pool some assets together and invest in a Venture Capitalist Fund with KB partners.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-08 |
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