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Kyle Anthony Slupecki

Charles Schwab & Co., Inc.

Bedford, NH

CRD 5120922

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-01-26
  • NH RA
    APPROVED
    Since 2022-01-26

Branch Locations

10 Main Street, Bedford, NH 03110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc West Hartford CT 03/2009 12/2022
Tru Optik Stamford CT 06/2014 09/2016
Charles Schwab And Co., Inc. West Hartford CT 12/2022 Present
  • 03/2009 → 12/2022
    Tdameritrade Inc
    West Hartford, CT
  • 06/2014 → 09/2016
    Tru Optik
    Stamford, CT
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    West Hartford, CT
Previous Registrations
  • 2009-04-06 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    West Hartford, CT
    Manchester, NH
    Manchester, NH
  • 2011-02-14 → 2022-10-14
    Td Ameritrade, Inc.
    West Hartford, CT
    Bedford, NH
  • 2006-08-24 → 2009-03-27
    Ameriprise Financial Services, Llc
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-23
  • S66 Uniform Combined State Law Examination
    2006-08-23

View on SEC IAPD

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