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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-31 |
| CA | RA | APPROVED | 2022-10-14 |
Branch Locations
555 California St 24Th Fl, San Francisco, CA 94104 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Francisco | CA | 12/2014 | Present |
| Wells Fargo Clearing Services Llc | San Francisco | CA | 04/2017 | Present |
DOOR DASH; NOT INV. RELATED; SAN FRANCISCO,CA; DELIVERY DRIVER; START DATE 09/30/2021; NUMBER OF HOURS PER MONTH 18; NUMBER OF HOURS DURING TRADING 0; FOOD DELIVERY DRIVER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-07 |
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